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Press release content from NewMediaWire. The AP news staff was not involved in its creation.

Globex and RSM Announce Completion of Panelist Lineup for Upcoming Dialogue with the Regulators Forum: Navigating Blockchain & Fintech

October 23, 2019 GMT

Forum brings together senior regulators blockchain leaders for dialogue on pressing industry topics

New York, NY - ( NewMediaWire ) - October 23, 2019 - GlobexUS Holdings, Corp. (Globex) the blockchain software solutions company, and RSM US LLP (RSM) – the leading provider of audit, tax and consulting services focused on the middle market - today announced that the esteemed panelist lineup is now complete for the upcoming forum ‘Dialogue with the Regulators: Navigating Blockchain Fintech’ taking place November 5, 2019 at RSM headquarters in Times Square, New York. The forum establishes a unique and much-needed dialogue between senior regulators and industry leaders to drive innovation and regulatory change.

The speaker lineup includes:

[if !supportLists]·       [endif]Amy Poster, Chairperson, Risk and Regulatory Lead, Globex

[if !supportLists]·       [endif]John O. Enright, Assistant Director in the Division of Enforcement, SEC

[if !supportLists]·       [endif]Daphna A. Waxman, Senior Attorney in the Cyber Unit of the Division of Enforcement, SEC

[if !supportLists]·       [endif]Alex Khachaturian, Director, Office of Financial Innovation, FINRA

[if !supportLists]·       [endif]William Wade-Gery, Senior Advisor, Office of Innovation, CFPB

[if !supportLists]·       [endif]Mark Elenowitz, Chief Executive Officer, TriPoint Global Equities/ BANQ® 

[if !supportLists]·       [endif]Richard Friedman, Partner, Sheppard Mullin

[if !supportLists]·       [endif]Jeff Horowitz, Chief Compliance Officer, Coinbase

[if !supportLists]·       [endif]Yusuf Hussain, Head of Risk, Gemini

[if !supportLists]·       [endif]Jodi Jamison, Clearing Firm, Counsel

[if !supportLists]·       [endif]Vlad Khandros, Global Head of Market Structure and Liquidity Strategy, UBS

[if !supportLists]·       [endif]Morris Marshburn, National Leader, Specialty Finance, RSM US LLP

[if !supportLists]·       [endif]Vince L. Martinez, Partner, KL Gates

[if !supportLists]·       [endif]Joseph Rotunda, Director, Enforcement Division, Texas State Securities Board

[if !supportLists]·       [endif]F. Jim Della Sala, Group Vice President, Wilmington Trust

[if !supportLists]·       [endif]Jay Schulman, Principal, Risk Consulting, RSM US LLP

[if !supportLists]·       [endif]Kathy Tomasofsky, Executive Director, MSBA

[if !supportLists]·       [endif]Kristen Walters, Global Chief Operating Officer, Risk Quantitative Analysis Group, Blackrock

[if !supportLists]·       [endif]Andrew Yeung, General Counsel, Paxful

“The appetite for blockchain is growing rapidly,” says Globex CEO Brian Collins. “This is evident in the response we’re getting from both traditional financial market participants and innovative technology providers eager to come together and be part of the dialogues that will help move the needle on blockchain adoption and understanding.”

“One of the biggest inhibitors for blockchain adoption has been regulatory uncertainty,” says RSM’s National Leader of Blockchain Services Jay Schulman. “It’s forums like Dialogue with the Regulators, fostering educational and actionable conversations with key decision makers, that we believe will ultimately drive regulatory change.”

Dialogue with the Regulators: Navigating Blockchain Fintech is designed for C-Level Executives and fintech, blockchain industry leaders. At the regulators’ request, no press will be allowed to attend. For more information and to request an invite, please visit  https://www.horizon-globex.com/events/dwr2019. Spots are very limited.

About RSM US LLP: 

RSM’s purpose is to deliver the power of being understood to our clients, colleagues and communities through world-class audit, tax and consulting services focused on middle market businesses. The clients we serve are the engine of global commerce and economic growth, and we are focused on developing leading professionals and services to meet their evolving needs in today’s ever-changing business environment. 

RSM US LLP is the U.S. member of RSM International, a global network of independent audit, tax and consulting firms with more than 41,000 people in 116 countries. For more information, visit  rsmus.com, like us on  Facebook, follow us on  Twitter  and/or connect with us on  LinkedIn

About Globex:  

Globex offers a suite of integrated blockchain software applications for compliant issuance through secondary trading of digital securities. Truly a compliance-first business, our solutions combine Wall Street and Silicon Valley to power the next generation of exchanges and securities offerings in the U.S. and globally.   

Current product solutions include asset tokenization through Tokenetics ( tokenetics.com ); a white-label KYC smartphone app to onboard and verify investors through KYCware ( kycware.com ); anti-money laundering screening against a database of global sanctions, watchlists, PEPs through AMLcop ( amlcop.com ); transfer agent custody tools through ( custodyware.com ), and an advanced retail trading app for compliant secondary trading on affiliated digital securities marketplaces through Open Order Book ( openorderbook.com ). All software applications can be utilized independently or integrated with one another. Learn more at  https://horizon-globex.com/.

Press Contact

Vanessa Malone


(805) 637-1963