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Gary Gensler
FILE - In this Sept. 19, 2014, photo, the Alibaba logo is displayed during the company's IPO at the New York Stock Exchange. The U.S. and China have reached a preliminary agreement to allow U.S. regulators to inspect the audits of China-based companies whose stocks are traded on U.S. exchanges. The deal was announced Friday, Aug. 26, 2022. (AP Photo/Mark Lennihan, File)
US, China reach deal in dispute over Chinese company audits
The U.S. and China have reached a preliminary agreement allowing U.S. regulators to inspect the audits of China-based companies whose stocks are traded on U.S. exchanges.
 
FILE - In this Thursday, Aug. 19, 2004 file photo, The price of shares of the Internet search engine giant Google are shown shortly after trading began midday at the NASDAQ marketsite in Times Square in New York. The Securities and Exchange Commission has approved Nasdaq’s groundbreaking proposal to boost the number of women, racial minorities and LGBTQ people on U.S. corporate boards, Friday, Aug. 6, 2021. The new policy requires most of the nearly 3,000 companies listed on Nasdaq to have at least one woman on their board of directors, along with one person from a racial minority or who identifies as gay, lesbian, bisexual, transgender or queer. (AP Photo/Kathy Willens, File)
SEC approves Nasdaq’s plan to require board diversity
 
FILE - Commodity Futures Trading Commission (CFTC) Chairman Gary Gensler testifies on Capitol Hill in Washington, July 30, 2013. The chairman of the Securities and Exchange Commission said that investors need more protection in the cryptocurrency market, which he said is “rife with fraud, scams and abuse." Gary Gensler, appointed by President Joe Biden to lead the body that regulates securities markets, listed several areas where crypto needed to be reigned in or regulated, particularly with regard to money laundering, sanctions, tax collection and extortion via ransomware. (AP Photo/J. Scott Applewhite, file)
SEC’s Gensler says crypto investors need more protection
 
FILE - In this July 30, 2013, file photo, Gary Gensler testifies on Capitol Hill in Washington. Chinese companies hoping to sell their shares in the United States must start making more disclosures about their potential risks before U.S. regulators will allow them to list their stock. The Securities and Exchange Commission announced the move Friday, July 30, 2021, after Beijing said it would step up its supervision of Chinese companies listed overseas, including reviews of their cybersecurity. SEC Chair Gensler pointed in particular to Chinese businesses that use shell companies to get around Chinese rules blocking foreign ownership for their industries. (AP Photo/J. Scott Applewhite, File)
US regulators step up scrutiny of IPO hopefuls from China
 
FILE - In this July 30, 2013 file photos, then Commodity Futures Trading Commission (CFTC) Chairman Gary Gensler testifies on Capitol Hill in Washington. The Senate has approved President Joe Biden’s choice of Gensler to head the Securities and Exchange Commission, signaling an emphasis on investor protection for the Wall Street watchdog agency after a deregulatory stretch during the Trump administration. (AP Photo/J. Scott Applewhite)
Senate OKs tough former regulator as market watchdog chief
 
FILE - In this July 30, 2013, file photo, Gary Gensler testifies on Capitol Hill in Washington.President Joe Biden’s choice to head the Securities and Exchange Commission is coming before a Senate panel for his confirmation hearing, at a moment when a roiling stock-trading drama has spurred clamor for tighter regulation of Wall Street. Gensler, a chairman of the Commodity Futures Trading Commission during the Obama era, has experience as a tough markets regulator during the financial crisis (AP Photo/J. Scott Applewhite, File)
Biden’s pick for SEC flags trading app gimmicks for scrutiny
WASHINGTON (AP) — President Joe Biden’s choice to head the Securities and Exchange Commission told Congress on Tuesday that the agency should address how to protect investors who use online stock-trading platforms with flashy tech gimmicks that entice them to trade more.